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Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691
$1.78T regulatory AUM 16,844 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2024-08-28 |
| NY | RA | APPROVED | 2021-04-19 |
| TX | RA | APPROVED | 2013-11-07 |
| CT | RA | APPROVED | 2013-10-15 |
Branch Locations
One Bryant Park Investment Solutions Group, New York, NY 10036 • United States
1100-1800 American Blvd Investment Solutions Group, Pennington, NJ 08534 • United States
Skillman, NJ • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | New York | NY | 08/2013 | Present |
I*: 2800267 Entity Type: Charitable Name of OBA: American Bankers Association Address: Washington, DC 20036 Investment Related: No Position, Title, Association: Committee member Employee Start Date: 09/04/2025 Number of Hours: 12 hrs annually Number of Hours during trading: 12 hrs annually Duties: I will volunteer as a member of the Investment Advisory Committee for the ABA Foundation.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-09-13 |
| S63 | Uniform Securities Agent State Law Examination | 2003-05-05 |
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