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Ubs Financial Services Inc. CRD 8174
$916B regulatory AUM 18,245 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-07-21 |
| MI | RA | APPROVED | 2023-02-06 |
Branch Locations
325 North Old Woodward Ave Suite 200, Birmingham, MI 48009 • United States
Southfield, MI • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Tutoring Center | Troy | MI | 12/2016 | 03/2017 |
| Singh Apartments | Rochester Hills | MI | 06/2017 | 08/2017 |
| Express | Grandville | MI | 01/2018 | 04/2018 |
| Ubs Financial Services | Troy | MI | 05/2018 | 08/2018 |
| Impact Dynamic Training | Grandville | MI | 10/2018 | 03/2019 |
| Ubs Financial Services | Troy | MI | 06/2019 | 07/2019 |
| Impact Dynamic Training | Grandville | MI | 10/2019 | 03/2020 |
| Shipt | Rochester Hills | MI | 04/2020 | 07/2020 |
| Rockford Christian School | Rockford | MI | 08/2020 | 10/2020 |
| Impact Dynamic Training | Grandville | MI | 10/2020 | 03/2021 |
| Grand Valley State University | Allendale | MI | 08/2017 | 05/2021 |
| Ubs Financial Services | Troy | MI | 06/2021 | Present |
| Troy School District | Troy | MI | 09/2011 | 06/2017 |
| Unemployed | Troy | MI | 05/2021 | 06/2021 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-02-06 |
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