Matthew Joseph Dreier

Employer firm

Wellspring Financial, LLC CRD 288023

$69.4M regulatory AUM

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
INSURANCE PRODUCTS OFFERED AS INDEPENDENT AGENTS INCLUDE LIFE, LONG TERM CARE, LONG TERM DISABILITY, AND ANNUITIES

From the firm’s Form ADV. Read the guides:

Current Employers

Wellspring Financial, Llc

South Windsor, CT • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-09-03
MA	RA	APPROVED	2020-10-09
CT	RA	APPROVED	2018-06-01

NY RA
APPROVED

Since 2021-09-03
MA RA
APPROVED

Since 2020-10-09
CT RA
APPROVED

Since 2018-06-01

Branch Locations

Simsbury, CT • United States

South Windsor, CT • United States

Simsbury, CT • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action Yes
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wellspring Financial Llc	South Windsor	CT	04/2018	Present
Aetna	Hartford	CT	04/2012	04/2018

04/2018 → Present

Wellspring Financial Llc

South Windsor, CT
04/2012 → 04/2018

Aetna

Hartford, CT

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2018-06-01

S65 Uniform Investment Adviser Law Examination

2018-06-01

Designations

Chartered Financial Consultant

View on SEC IAPD