Andrew G Williams

Employer firm

Ae Wealth Management, LLC CRD 282580

$49.8B regulatory AUM 10 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2018 → 04/2021
  Cornerstone Investment Advisors, Llc
  Waldoboro, ME
• 02/2018 → Present
  Delve Tech Solutions, Llc
  Warren, ME
• 01/2018 → Present
  Convergent Properties Llc
  Warren, ME
• 10/2017 → 12/2018
  Andrew G. Williams, Sole Proprietor
  Warren, ME
• 04/2013 → 10/2017
  Burpee Carpenter & Hutchins Funeral Home
  Rockland, ME
• 02/2018 → Present
  Pillar Financial Solutions, Llc
  Warren, ME
• 04/2021 → 06/2023
  Foundations Investment Advisors Llc
  Phoenix, AZ
• 06/2023 → Present
  Ae Wealth Management, Llc
  Topeka, KS
• 02/2018 → Present
  Delve Tech Solutions, Llc
  Warren, ME

Previous Registrations

• 2021-04-22 → 2023-06-20
  Foundations Investment Advisors Llc
  Warren, ME
  Phoenix, AZ
• 2018-06-14 → 2021-04-06
  Cornerstone Investment Advisors, Llc
  Waldoboro, ME

Other Businesses

1.) Pillar Financial Solutions, LLC; Yes Investment Related; 897 Atlantic Hwy, Warren, ME 04864; Insurance Sales; POSITION Owner/Managing Member; START DATE: 02/2018; Approx. 40 hours a month; Approx. 40 hours during trading; Insurance Sales and Services. 2.)Delve Tech Solutions, LLC; Not Investment Related; 897 Atlantic Hwy, Warren, ME 04864, IT and Business Management; Position: Managing Member; Start Date: 02/2018; Approx. 3 hours per month; Approx. 0 hours during trading; Develops websites, consulting and repairs computers. 3.) Convergent Properties, LLC; Not Investment Related; 897 Atlantic Hwy, Warren, ME 04864; Property Management & Renovation; Position: Owner/Managing Member; Start Date: 01/2018; Approx. 0 hours a month; Approx. 0 hours during trading; Management of rental properties and renovations for the purpose of real estate resale. 4.)Delve Tech Solutions, LLC; Not Investment Related; 897 Atlantic Highway, Warren ME 04864; Retail Sales; Position: Managing Member; Start Date: 02/2018; Approx. 32 Hours per Month; Approx. 4 Security Trading Hours; Sales of trading card games.

Exams

• S65 Uniform Investment Adviser Law Examination
  2018-04-14