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11152 S Towne Square, Saint Louis, MO 63123 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-02-02 |
| MO | RA | APPROVED | 2025-01-02 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Woodbury Financial Services, Inc | Chesterfield | MO | 10/2019 | 12/2019 |
| Tutschulte Financial Planning | Chesterfield | MO | 05/2018 | 11/2019 |
| Maryville University | Saint Louis | MO | 08/2017 | 12/2019 |
| United States Navy | Norfolk | VA | 09/2012 | 09/2016 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Clayton | MO | 01/2020 | 03/2021 |
| Saint Louis Community College | Saint Louis | MO | 08/2011 | 07/2017 |
| Bank Of America, N.A | Clayton | MO | 02/2020 | 03/2021 |
| Lincoln Investment | Fort Washington | PA | 03/2021 | 01/2022 |
| Capital Analysts | Fort | PA | 03/2021 | 01/2022 |
| Sd Smith Financial Co | Saint Louis | MO | 11/2021 | 12/2024 |
| Cetera Advisors Llc | St Cloud | MN | 01/2022 | 12/2024 |
| Cetera Investment Advisers Llc | Schaumburg | IL | 03/2024 | 12/2024 |
| Saxony Securities, Inc | St. Louis | MO | 01/2025 | Present |
| Saxony Capital Management, Llc | St. Louis | MO | 01/2025 | Present |
1. Insurance; not investment-related, 11125 S Towne Square, St. Louis, MO 63123, Insurance sales, Insurance Agent, started 1/2022, 2 hours per month/2 hours during trading hours; insurance sales.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-10-29 |
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