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4301 Anchor Plaza Parkway Suite 450, Tampa, FL 33634 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2018-08-03 |
Branch Locations
10551 Mills Road Suite E, Houston, TX 77070 • United States
4301 Anchor Plaza Parkway Suite 450, Tampa, FL 33634 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Gaia Development | Playa Del Rey | CA | 11/2015 | 11/2017 |
| Larry Nemoto | Houston | TX | 11/2017 | Present |
| J.W. Cole Financial, Inc. | Tampa | FL | 08/2018 | Present |
| J.W. Cole Advisors, Inc. | Tampa | FL | 08/2018 | Present |
Acting - non-investment related, 5% of monthly time Engineering Consulting - non-investment related, 1% of monthly time
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-03-01 |
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