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Current Employers
J. W. Cole Advisors, Inc.

4301 Anchor Plaza Parkway Suite 450, Tampa, FL 33634 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2018-08-03
  • TX RA
    APPROVED
    Since 2018-08-03

Branch Locations

10551 Mills Road Suite E, Houston, TX 77070 • United States

4301 Anchor Plaza Parkway Suite 450, Tampa, FL 33634 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Gaia Development Playa Del Rey CA 11/2015 11/2017
Larry Nemoto Houston TX 11/2017 Present
J.W. Cole Financial, Inc. Tampa FL 08/2018 Present
J.W. Cole Advisors, Inc. Tampa FL 08/2018 Present
  • 11/2015 → 11/2017
    Gaia Development
    Playa Del Rey, CA
  • 11/2017 → Present
    Larry Nemoto
    Houston, TX
  • 08/2018 → Present
    J.W. Cole Financial, Inc.
    Tampa, FL
  • 08/2018 → Present
    J.W. Cole Advisors, Inc.
    Tampa, FL
Other Businesses

Acting - non-investment related, 5% of monthly time Engineering Consulting - non-investment related, 1% of monthly time

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-03-01
  • S66 Uniform Combined State Law Examination
    2018-03-01

View on SEC IAPD

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