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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-12-03 |
Branch Locations
5001 Spring Valley Road Suite 900W, Dallas, TX 75244 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Dallas | TX | 06/2019 | 12/2021 |
| New York Life Insurance Company | Dallas | TX | 04/2018 | 06/2019 |
| Unemployed | Dallas | TX | 04/2017 | 03/2018 |
| American Airlines Center | Dallas | TX | 01/2004 | 03/2017 |
| Bank Of America, N. A. | Dallas | TX | 08/2019 | 12/2021 |
| Morgan Stanley Smith Barney Llc | Dallas | TX | 12/2021 | Present |
| Morgan Stanley Private Bank, N.A | New York | NY | 12/2021 | Present |
*468651- Newsome and Associates, LLC; Investment related -Yes; Dallas, Texas; Publishing, Consulting, Marketing and Public Relations; Sole Proprietor/Owner(proprietor, partner, officer, director, employee, trustee, agent); 04/2019; During business hours: 0; After business hours: 0; Administrative
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-02-07 |
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