Garret H Rees

Current Employers

Brookstone Wealth Advisors, Llc

1745 S Naperville Rd Suite 200, Wheaton, IL 60189 • United States

Current Registrations

Authority	Category	Status	Date
UT	RA	APPROVED	2019-08-26

UT RA
APPROVED

Since 2019-08-26

Branch Locations

40 N. Union Ave, Suite 220, Farmington, UT 84025 • United States

2467 E. Rees Ln, Morgan, UT 84050 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Horter Investment Management	Cincinnati	OH	04/2018	08/2019
Solid Foundations Financial, Llc	Morgan	UT	01/2018	Present
Self Employed	Morgan	UT	11/2014	12/2017
Retirement Wealth Advisors, Inc.	Centerville	UT	08/2019	Present
Wealth Innovation Group, Llc	Centerville	UT	05/2019	Present
Legacy Lock Llc	Mesa	AZ	06/2019	Present
The Eagle Team	Somerset	NJ	07/2019	Present

04/2018 → 08/2019

Horter Investment Management

Cincinnati, OH
01/2018 → Present

Solid Foundations Financial, Llc

Morgan, UT
11/2014 → 12/2017

Self Employed

Morgan, UT
08/2019 → Present

Retirement Wealth Advisors, Inc.

Centerville, UT
05/2019 → Present

Wealth Innovation Group, Llc

Centerville, UT
06/2019 → Present

Legacy Lock Llc

Mesa, AZ
07/2019 → Present

The Eagle Team

Somerset, NJ

Previous Registrations

2018-04-30 → 2019-08-23

Horter Investment Management, Llc

Morgan, UT

Cincinnati, OH

Other Businesses

SOLID FOUNDATIONS FINANCIAL LLC; INVESTMENT RELATED; 1148 LEGACY CROSSING, #350, CENTERVILLE UT 84014; INVESTMENT ADVISORY AND INSURANCE; OWNER; STARTED 01/2018; 50 HOURS/MONTH DEVOTED; 40 HOURS/MONTH DEVOTED DURING SECURITIES TRADING HOURS; PROVIDE INVESTMENT ADVISORY AND INSURANCE SERVICES. WEALTH INNOVATION GROUP LLC, INVESTMENT RELATED; 1148 LEGACY CROSSING #350, CENTERVILLE, UT 84014; INSURANCE; INSURANCE AGENT; STARTED 05/2019; 80 HOURS/MONTH DEVOTED; 75 HOURS/MONTH DEVOTED DURING SECURITIES TRADING HOURS; OFFER SALE OF INSURANCE PRODUCTS. THE EAGLE TEAM; INVESTMENT RELATED; 563 BIELENBURG PKWY, SUITE 105, WOODBURY MN 55125; INSURANCE; INSURANCE AGENT; STARTED 07/2019; 25 HOURS/MONTH DEVOTED; 25 HOURS/MONTH DEVOTED DURING SECURITIES TRADING HOURS; OFFER SALE OF INSURANCE PRODUCTS. LEGACY LOCK LLC; NON INVESTMENT RELATED; 1234 S. POWER RD., SUITE 101; MESA, AZ 85206; WILL AND TRUST SERVICE; ASSOCIATE; STARTED 06/2019; 10 HOURS/MONTH DEVOTED; 10 HOURS/MONTH DEVOTED DURING SECURITIES TRADING HOURS; ASSIST CLIENTS WITH SOFTWARE FOR CREATING WILLS AND TRUSTS.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2018-03-31

S65 Uniform Investment Adviser Law Examination

2018-03-31

View on SEC IAPD