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John Raymond Thomas

Stifel, Nicolaus & Company, Incorporated

Osterville, MA

Tyler, TX

Greensboro, GA

Beaumont, TX

Rutland, VT

St. Louis, MO

Fort Wayne, IN

Canfield, OH

Houston, TX

Oklahoma City, OK

Austin, TX

Denton, TX

Columbus, OH

Salem, OH

Saint Joseph, MO

Topeka, KS

Tulsa, OK

Decatur, IL

Overland Park, KS

Denver, CO

South Bend, IN

Westlake, OH

Lima, OH

Canton, OH

Anderson, IN

Jacksonville, IL

Wichita Falls, TX

Springfield, MO

Indianapolis, IN

Fairlawn, OH

Greeley, CO

Corpus Christi, TX

Canfield, OH

Blue Ash, OH

Louisville, KY

Marion, OH

Canton, OH

Longview, TX

Denver, CO

Miamisburg, OH

Elkhart, IN

Glenwood Springs, CO

Dublin, OH

Pueblo, CO

Pepper Pike, OH

Greenwood Village, CO

Waco, TX

Crown Point, IN

Lancaster, OH

Columbia, MO

Indianapolis, IN

Dallas, TX

Lawton, OK

New York, NY

New London, NH

Skaneateles, NY

Plymouth, MA

White Plains, NY

Center Valley, PA

Wilkes-Barre, PA

Manchester Center, VT

Boston, MA

Goshen, NY

Succasunna, NJ

Greensburg, PA

Shrewsbury, NJ

Yardley, PA

Boston, MA

Morristown, NJ

Hauppauge, NY

Mystic, CT

Washington, DC

Enfield, CT

Fort Worth, TX

St. Mary'S, PA

Binghamton, NY

Franklin, PA

Melville, NY

Beaver, PA

Bethel Park, PA

Lancaster, PA

West Des Moines, IA

Portsmouth, NH

Garden City, NY

Conshohocken, PA

Hamden, CT

Hackensack, NJ

Pittsburgh, PA

Ramsey, NJ

Altoona, PA

East Harwich, MA

Frisco, TX

Houston, TX

Greenville, DE

Sugar Land, TX

Cranfills Gap, TX

Abilene, TX

Mcallen, TX

Coral Gables, FL

Kansas City, MO

Southlake, TX

Cincinnati, OH

Johnstown, PA

Saratoga Springs, NY

Park City, UT

Westport, CT

Bowling Green, KY

Naples, FL

Evansville, IN

Stifel Independent Advisors, LLC

St. Louis, MO

CRD 3188834

Claim This Profile
Employer firm

Stifel, Nicolaus & Company, Incorporated CRD 793

$198B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-01-27
MO RA APPROVED 2024-11-08
  • TX RA
    APPROVED_RES
    Since 2025-01-27
  • MO RA
    APPROVED
    Since 2024-11-08

Branch Locations

804 Main Street Suite B, Osterville, MA 02655 • United States

821 E Se Loop 323 Suite 400, Tyler, TX 75701 • United States

Greensboro, GA • United States

6310 Delaware Street, Beaumont, TX 77706 • United States

65 N. Main Street Suite 1-B, Rutland, VT 05701 • United States

501 N. Broadway, St. Louis, MO 63102 • United States

7030 Pointe Inverness Way Suite 310, Fort Wayne, IN 46804 • United States

6575 Seville Drive, Canfield, OH 44406 • United States

Four Chasewood, 20329 State Highway 249 Suite 150, Houston, TX 77070 • United States

6301 Waterford Boulevard, Oklahoma City, OK 73118 • United States

805 Las Cimas Parkway Suite 230, Austin, TX 78746 • United States

320 West Eagle Drive Suite 101, Denton, TX 76201 • United States

4449 Easton Way Suite 120, Columbus, OH 43219 • United States

100 S. Broadway 2Nd Floor Pob 448, Salem, OH 44460 • United States

1806 Oak Ridge Circle Pob 8860, Saint Joseph, MO 64508 • United States

5833 Sw 29Th Street, Topeka, KS 66614 • United States

2100 South Utica Avenue Suite 100, Tulsa, OK 74114 • United States

415 N. Franklin, Decatur, IL 62523 • United States

40 Corporate Woods Building 9401 Indian Creek Parkway, Suite 1100, Overland Park, KS 66210 • United States

44 Cook Street Suite 450, Denver, CO 80206 • United States

Leighton Plaza, 130 South Main Street Suite 110, South Bend, IN 46601 • United States

27476 Detroit Road, Westlake, OH 44145 • United States

3654 Allentown Road, Lima, OH 45807 • United States

3951 Convenience Circle Nw Suite 200, Canton, OH 44718 • United States

800 Main Street Suite 400, Anderson, IN 46016 • United States

1170 Wall Street, Jacksonville, IL 62650 • United States

2525 Kell Boulevard Suite 310, Wichita Falls, TX 76308 • United States

1935 East Battlefield Rd Suite C, Springfield, MO 65804 • United States

600 East 96Th Street, Suite 575, Indianapolis, IN 46240 • United States

3600 Embassy Parkway Suite 200, Fairlawn, OH 44333 • United States

2015 Clubhouse Drive Suite 202, Greeley, CO 80634 • United States

500 North Shoreline Suite 603, Corpus Christi, TX 78401 • United States

3685 Stutz Drive-Suite 201, Canfield, OH 44406 • United States

9999 Carver Road, Blue Ash, OH 45242 • United States

600 North Hurstbourne Parkway Suite 100, Louisville, KY 40222 • United States

1101 Mt. Vernon Ave., Marion, OH 43302 • United States

4664 Hills And Dales Road Nw, Canton, OH 44708 • United States

2002 Judson Road Suite 202, Longview, TX 75605 • United States

4643 South Ulster, Denver, CO 80237 • United States

10050 Innovation Drive Suite 340, Miamisburg, OH 45342 • United States

200 Nibco Parkway Suite 300, Elkhart, IN 46516 • United States

2520 S. Grand Ave. Suite 210, Glenwood Springs, CO 81601 • United States

6636 Longshore Street Suite 280, Dublin, OH 43017 • United States

119 West Fifth Street, Pueblo, CO 81003-3161 • United States

30050 Chagrin Blvd Suite 300, Pepper Pike, OH 44124 • United States

6312 S Fiddlers Green Circle Suite 520E, Greenwood Village, CO 80111 • United States

1200 West Highway 6 Suite 3, Waco, TX 76712 • United States

10550 Broadway, Crown Point, IN 46307 • United States

109 East Main Street, Suite 308, Lancaster, OH 43130 • United States

501 Cherry Street Suite 101, Columbia, MO 65201 • United States

8900 Keystone Crossing Suite 300, Indianapolis, IN 46240 • United States

2850 North Harwood 18Th Floor & 17Th Floor, Dallas, TX 75201 • United States

3908 Nw Elm Avenue, Lawton, OK 73505 • United States

1095 Avenue Of The Americas 3Rd & 4Th Floors, New York, NY 10036 • United States

276 Newport Road Suite 104, New London, NH 03257 • United States

36 Jordan Street Suite 2, Skaneateles, NY 13152 • United States

18 Main Street Extension Suite 303, Plymouth, MA 02360 • United States

4 West Red Oak Lane, Suite 101, White Plains, NY 10604 • United States

3701 Corporate Parkway Suite 110, Center Valley, PA 18034 • United States

670 North River Street Suite 400, Wilkes-Barre, PA 18705 • United States

647 Depot Street, Manchester Center, VT 05255 • United States

20 Custom House Street, Boston, MA 02110 • United States

17 West Streeet, Goshen, NY 10924 • United States

15 Commerce Blvd. 275 Rt 10 East, Suite #209, Succasunna, NJ 07876 • United States

126 Mathews Street Suite 2100, Greensburg, PA 15601 • United States

1040 Broad Street Suite 301, Shrewsbury, NJ 07702 • United States

790 Township Line Road Suite 175, Yardley, PA 19067 • United States

125 High Street, Boston, MA 02110 • United States

305 Madison Avenue, Morristown, NJ 07960 • United States

1393 Veterans Memorial Highway Suite N214, Hauppauge, NY 11788 • United States

38 East Main Street, Mystic, CT 06355 • United States

1776 I Street, Washington, DC 20006 • United States

1699 King Street Suite 401, Enfield, CT 06082 • United States

300 Throckmorton Street Suite 1400, Fort Worth, TX 76102 • United States

357 Brussels Street, St. Mary'S, PA 15857 • United States

122 State Street, First Floor, Binghamton, NY 13901 • United States

1284 Liberty Street Pob 1060, Franklin, PA 16323 • United States

400 Broadhollow Road Suite 401, Melville, NY 11747 • United States

274 Third Street, Beaver, PA 15009 • United States

2000 Oxford Drive, Suite 605, Bethel Park, PA 15102 • United States

1570 Fruitville Pike, Lancaster, PA 17601 • United States

595 S 60Th Street Suite 260, West Des Moines, IA 50266 • United States

One New Hampshire Avenue Suite 112, Portsmouth, NH 03801 • United States

1225 Franklin Avenue Suite 150, Garden City, NY 11530 • United States

Millennium One, 20 Ash Street, Conshohocken, PA 19428 • United States

2321 Whitney Avenue Suite 106, Hamden, CT 06518 • United States

433 Hackensack Avenue 8Th Floor, Hackensack, NJ 07601 • United States

1001 Liberty Avenue Suite 1100, Pittsburgh, PA 15222 • United States

107 Spring Street, Suite 100, Ramsey, NJ 07446 • United States

180 Charlotte Drive Suite 100, Altoona, PA 16601 • United States

Firefly Professional Bldg., 105 Route 137 Unit A, East Harwich, MA 02645 • United States

6303 Cowboys Way, Frisco, TX 75034 • United States

1300 Post Oak Blvd. Suites 1550 & 1540, Houston, TX 77056 • United States

4001 Kennett Pike Suite 220, Greenville, DE 19807 • United States

2245 Texas Drive Building A-2, Suite 290, Sugar Land, TX 77479 • United States

Cranfills Gap, TX • United States

500 Chestnut Street Suite 1300, Abilene, TX 79602 • United States

4300 N. 10Th Street Suite A, Mcallen, TX 78504 • United States

2333 Ponce Deleon Boulevard Suite 900, Coral Gables, FL 33134 • United States

4622 Pennsylvania Avenue Suite 1210, C, Kansas City, MO 64112 • United States

550 Reserve Street, Southlake, TX 76092 • United States

221 East Fourth Street, Cincinnati, OH 45202 • United States

1407 Eisenhower Blvd. Richland Sq. Ii Suite 101, Johnstown, PA 15904 • United States

18 Division Street Suite 209 & 211A, Saratoga Springs, NY 12866 • United States

1389 Center Drive Suite 250, Park City, UT 84098 • United States

8 Wright Street Suite 204, Westport, CT 06880 • United States

1131 Fairview Ave, Bowling Green, KY 42103 • United States

Naples, FL • United States

3000 E. Morgan Ave Suite A, Evansville, IN 47711 • United States

Stifel Independent Advisors, Llc

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-01-27
MO RA APPROVED 2024-11-08
  • TX RA
    APPROVED_RES
    Since 2025-01-27
  • MO RA
    APPROVED
    Since 2024-11-08

Branch Locations

One Financial Plaza 501 North Broadway, St. Louis, MO 63102 • UNITED STATES

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stifel Nicolaus & Co Inc St. Louis MO 09/2009 Present
Stifel Independent Advisors, Llc St. Louis MO 10/2009 Present
Keefe, Bruyette & Woods, Inc. St. Louis MO 09/2015 Present
  • 09/2009 → Present
    Stifel Nicolaus & Co Inc
    St. Louis, MO
  • 10/2009 → Present
    St. Louis, MO
  • 09/2015 → Present
    Keefe, Bruyette & Woods, Inc.
    St. Louis, MO
Previous Registrations
  • 2003-06-16 → 2005-04-06
    Td Ameritrade, Inc.
    St. Louis, MO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-06-09
S63 Uniform Securities Agent State Law Examination 1999-08-26
  • S66 Uniform Combined State Law Examination
    2003-06-09
  • S63 Uniform Securities Agent State Law Examination
    1999-08-26

View on SEC IAPD

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