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Shrey Patel

The Milwaukee Company

Thiensville, WI

Chicago, IL

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Current Employers
The Milwaukee Company

414 N. Main Street, Thiensville, WI 53092 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2020-07-02
WI RA APPROVED 2018-05-10
  • IL RA
    APPROVED
    Since 2020-07-02
  • WI RA
    APPROVED
    Since 2018-05-10

Branch Locations

414 N. Main Street, Thiensville, WI 53092 • United States

Chicago, IL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Estate Counselors, Llc Thiensville WI 04/2018 Present
Estate Counselors, Llc Thiensville WI 10/2016 04/2018
Estate Counselors, Llc Thiensville WI 09/2015 09/2016
  • 04/2018 → Present
    Estate Counselors, Llc
    Thiensville, WI
  • 10/2016 → 04/2018
    Estate Counselors, Llc
    Thiensville, WI
  • 09/2015 → 09/2016
    Estate Counselors, Llc
    Thiensville, WI
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-05-10
  • S65 Uniform Investment Adviser Law Examination
    2018-05-10

View on SEC IAPD

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Jay Rabins
RICHARD ANDREW NAGEL

Other Offices

BLACKHAWK CAPITAL PARTNERS, LLC · THIENSVILLE, WI
COMMONWEALTH FINANCIAL NETWORK · Thiensville, WI
EDWARD JONES · MEQUON, WI
CETERA INVESTMENT ADVISERS LLC · MEQUON, WI
LPL FINANCIAL LLC · THIENSVILLE, WI
J.P. MORGAN SECURITIES LLC · MEQUON, WI
SPECTRUM INVESTMENT ADVISORS, INC. · MEQUON, WI
RICHMOND INVESTMENT SERVICES LLC · MEQUON, WI

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