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Joseph Vincent Vinciguerra

LPl Financial LLC

Staten Island, NY

CRD 3188825

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Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2025-05-05
NJ RA APPROVED 2025-05-01
  • NY RA
    APPROVED
    Since 2025-05-05
  • NJ RA
    APPROVED
    Since 2025-05-01

Branch Locations

Staten Island, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
College Of Staten Island Staten Island NY 08/2010 Present
Public Service Enterprise Group Newark NJ 09/2011 Present
H. Beck, Inc. Rockville MD 05/2015 03/2021
Grove Point Advisors, Llc Rockville MD 04/2021 05/2025
Grove Point Investments, Llc Rockville MD 04/2021 05/2025
Lpl Financial Llc Staten Island NY 05/2025 Present
  • 08/2010 → Present
    College Of Staten Island
    Staten Island, NY
  • 09/2011 → Present
    Public Service Enterprise Group
    Newark, NJ
  • 05/2015 → 03/2021
    H. Beck, Inc.
    Rockville, MD
  • 04/2021 → 05/2025
    Grove Point Advisors, Llc
    Rockville, MD
  • 04/2021 → 05/2025
    Grove Point Investments, Llc
    Rockville, MD
  • 05/2025 → Present
    Staten Island, NY
Previous Registrations
  • 2021-04-01 → 2025-05-01
    Grove Point Advisors, Llc
    Rockville, MD
    Rockville, MD
    Staten Island, NY
  • 2015-05-15 → 2021-04-01
    Grove Point Investments, Llc
    Rockville, MD
    Staten Island, NY
  • 2015-02-23 → 2015-06-05
    First Allied Advisory Services, Inc.
    Staten Island, NY
    San Diego, CA
Other Businesses

1. 5/2025 - Public Service Enterprise Company - Outside/W-2 Employment - NOT INV REL - Newark, NJ - Start Date 09/26/2011 - 140hrs/MTH -60hrs During Trading 2. 5/2025 - Adjunct Lecturer - Teacher Paid by School or University - NOT INV REL - Staten Island, NY - Start Date 09/01/2004 - 8hrs/MTH 3. 5/2025 - Vinciguerra Capital Management Group - DBA for LPL Business (entity for LPL business) - INV REL - At Reported Business Location - Start Date 01/01/2020 - 140hrs/MTH

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1999-09-24
  • S63 Uniform Securities Agent State Law Examination
    1999-09-24
Designations
  • Chartered Financial Analyst
Other Names
  • Joseph Vincent Vinciguerra
  • Joseph Vincent Vinciguerra

View on SEC IAPD

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