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Mary Griffith Finkbohner

Wells Fargo Clearing Services, LLC

Mobile, AL

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-10-30
AL RA APPROVED 2024-02-16
  • TX RA
    APPROVED
    Since 2024-10-30
  • AL RA
    APPROVED
    Since 2024-02-16

Branch Locations

41 W I-65 Service Road N Ste 220, Mobile, AL 36608 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Mobile AL 05/2018 08/2022
The Salvation Army National Capital Area Command Washington DC 05/2017 07/2017
Unemployed Tuscaloosa AL 08/2014 05/2018
Morgan Stanley Private Bank, N.A New York NY 08/2022 02/2024
Wells Fargo Clearing Services, Llc Mobile AL 02/2024 Present
Morgan Stanley Private Bank, N.A New York NY 08/2022 Present
  • 05/2018 → 08/2022
    Morgan Stanley
    Mobile, AL
  • 05/2017 → 07/2017
    The Salvation Army National Capital Area Command
    Washington, DC
  • 08/2014 → 05/2018
    Unemployed
    Tuscaloosa, AL
  • 08/2022 → 02/2024
    Morgan Stanley Private Bank, N.A
    New York, NY
  • 02/2024 → Present
    Wells Fargo Clearing Services, Llc
    Mobile, AL
  • 08/2022 → Present
    Morgan Stanley Private Bank, N.A
    New York, NY
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-05-14
  • S66 Uniform Combined State Law Examination
    2021-05-14
Other Names
  • Mary Margaret Griffith
  • Mary G Finkbohner

View on SEC IAPD

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