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Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2025-02-19
TX RA APPROVED 2021-09-21
  • CO RA
    APPROVED
    Since 2025-02-19
  • TX RA
    APPROVED
    Since 2021-09-21

Branch Locations

Aurora, CO • United States

260 N Josephine St Ste 200, Denver, CO 80206 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Austin TX 11/2019 08/2021
Edward Jones, Office Of Travis Hoffstot Austin TX 05/2018 11/2019
Standard Sales Wichita Falls TX 09/2017 03/2018
Falls Distributing Wichita Falls TX 06/2006 08/2017
Ameriprise Financial Services, Llc Austin TX 08/2021 Present
  • 11/2019 → 08/2021
    Austin, TX
  • 05/2018 → 11/2019
    Edward Jones, Office Of Travis Hoffstot
    Austin, TX
  • 09/2017 → 03/2018
    Standard Sales
    Wichita Falls, TX
  • 06/2006 → 08/2017
    Falls Distributing
    Wichita Falls, TX
  • 08/2021 → Present
    Austin, TX
Previous Registrations
Other Businesses

Real Estate Ownership; Single Family; 1805 Roseburg Dr, , Austin, TX, 78754; Not Investment-Related; 12/31/2025.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-08-17
  • S66 Uniform Combined State Law Examination
    2020-08-17
Other Names
  • April Mcwhorter
  • April Christine Mcwhorter

View on SEC IAPD

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