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Scott Alan Hughes

Key Investment Services LLC

Vermilion, OH

Brooklyn, OH

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Current Employers
Key Investment Services Llc

4900 Tiedeman Road Oh-01-49-0215, Brooklyn, OH 44144 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2025-09-22
  • OH RA
    APPROVED
    Since 2025-09-22

Branch Locations

4700 Liberty Avenue, Vermilion, OH 44089 • United States

4900 Tiedeman Road, Brooklyn, OH 44144 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wholehan Marketing Toledo OH 05/2017 01/2018
Tdc Life Maumee OH 04/2012 03/2017
Citizens Securities, Inc Oregon OH 05/2018 07/2019
Citizens Bank Oregon OH 04/2018 07/2019
Unemployment Toledo OH 02/2018 03/2018
Jp Morgan Chase Bank, N.A. Findlay OH 07/2019 03/2023
J.P. Morgan Securities Llc Findlay OH 07/2019 03/2023
Unemployed Toledo OH 04/2017 04/2017
Citizens Securities, Inc Westwood MA 03/2023 08/2025
Citizens Bank Toledo OH 03/2023 07/2024
Citizens Bank, N/A Sylvania OH 07/2024 08/2025
Key Investment Services, Llc Brooklyn OH 08/2025 09/2025
Key Investment Services, Llc Brooklyn OH 09/2025 Present
  • 05/2017 → 01/2018
    Wholehan Marketing
    Toledo, OH
  • 04/2012 → 03/2017
    Tdc Life
    Maumee, OH
  • 05/2018 → 07/2019
    Citizens Securities, Inc
    Oregon, OH
  • 04/2018 → 07/2019
    Citizens Bank
    Oregon, OH
  • 02/2018 → 03/2018
    Unemployment
    Toledo, OH
  • 07/2019 → 03/2023
    Jp Morgan Chase Bank, N.A.
    Findlay, OH
  • 07/2019 → 03/2023
    J.P. Morgan Securities Llc
    Findlay, OH
  • 04/2017 → 04/2017
    Unemployed
    Toledo, OH
  • 03/2023 → 08/2025
    Citizens Securities, Inc
    Westwood, MA
  • 03/2023 → 07/2024
    Citizens Bank
    Toledo, OH
  • 07/2024 → 08/2025
    Citizens Bank, N/A
    Sylvania, OH
  • 08/2025 → 09/2025
    Key Investment Services, Llc
    Brooklyn, OH
  • 09/2025 → Present
    Key Investment Services, Llc
    Brooklyn, OH
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-09-19
S63 Uniform Securities Agent State Law Examination 2018-07-02
  • S66 Uniform Combined State Law Examination
    2025-09-19
  • S63 Uniform Securities Agent State Law Examination
    2018-07-02
Other Names
  • Scott Hughes
  • Scott Alan Hughes

View on SEC IAPD

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