Sergio R Pedroza

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2024-07-24
IL	RA	APPROVED	2024-05-28

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Raymond James & Associates, Inc.	Schaumburg	IL	06/2019	09/2020
Northern Illinois University	Dekalb	IL	08/2017	05/2019
Edward Jones	Elgin	IL	06/2018	08/2018
Cricket Wireless	Elgin	IL	06/2015	06/2017
Coronado Mexican Kitchen	South Elgin	IL	09/2014	06/2017
Elgin Community College	Elgin	IL	05/2016	05/2017
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Chicago	IL	03/2024	Present
United Parcel Service, Inc.	Addison	IL	10/2020	03/2024
Bank Of America N.A.	Chicago	IL	05/2024	Present

06/2019 → 09/2020

Raymond James & Associates, Inc.

Schaumburg, IL
08/2017 → 05/2019

Northern Illinois University

Dekalb, IL
06/2018 → 08/2018

Edward Jones

Elgin, IL
06/2015 → 06/2017

Cricket Wireless

Elgin, IL
09/2014 → 06/2017

Coronado Mexican Kitchen

South Elgin, IL
05/2016 → 05/2017

Elgin Community College

Elgin, IL
03/2024 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Chicago, IL
10/2020 → 03/2024

United Parcel Service, Inc.

Addison, IL
05/2024 → Present

Bank Of America N.A.

Chicago, IL

Code	Exam	Date
S66	Uniform Combined State Law Examination	2024-05-25

Other Firms