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Maria Bonino Houserman

LPl Financial LLC

St. Petersurg, FL

CRD 3188648

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Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-11-12
TX RA APPROVED_RES 2020-10-09
  • FL RA
    APPROVED
    Since 2024-11-12
  • TX RA
    APPROVED_RES
    Since 2020-10-09

Branch Locations

St. Petersurg, FL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Clayton NC 12/2013 Present
Previous Registrations
Other Businesses

1. 12/10/2013 - Luca, Bonino & Associates, LLC - INV REL - AT REPORTED LOCATION - DBA for LPL Business (entity for LPL business) - 0 Hrs/Mth - 0 Hrs During Trading - 90% TIME SPENT. 2) 02/18/2025 - MARIA BONINO - Not Investment Related - Real Estate Rental - None - Start Date:02/15/2025 - 0 Hrs/Mth - 0 Hrs During Trading.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 1999-10-29
  • S66 Uniform Combined State Law Examination
    1999-10-29
Other Names
  • Maria S Bonino
  • Maria Bonino Houserman
  • Maria Bonino-Houserman

View on SEC IAPD

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