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LPl Financial LLC CRD 6413
$819B regulatory AUM 209,600 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2024-11-12 |
| TX | RA | APPROVED_RES | 2020-10-09 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Clayton | NC | 12/2013 | Present |
1. 12/10/2013 - Luca, Bonino & Associates, LLC - INV REL - AT REPORTED LOCATION - DBA for LPL Business (entity for LPL business) - 0 Hrs/Mth - 0 Hrs During Trading - 90% TIME SPENT. 2) 02/18/2025 - MARIA BONINO - Not Investment Related - Real Estate Rental - None - Start Date:02/15/2025 - 0 Hrs/Mth - 0 Hrs During Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 1999-10-29 |
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