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Helena Jiaxuan Lee

Eagle Strategies LLC

Flushing, NY

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Current Employers
Eagle Strategies Llc

51 Madison Avenue 12Th Floor, New York, NY 10010 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2023-04-19
  • NY RA
    APPROVED
    Since 2023-04-19

Branch Locations

136-20 38Th Ave 12Th Floor, Flushing, NY 11354 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Nylife Securities Llc Flushing NY 11/2018 Present
New York Life Insurance Company Flushing NY 05/2018 Present
Homemaker Woodbury NY 01/2014 04/2018
Eagle Strategies Llc Flushing NY 04/2023 Present
  • 11/2018 → Present
    Nylife Securities Llc
    Flushing, NY
  • 05/2018 → Present
    New York Life Insurance Company
    Flushing, NY
  • 01/2014 → 04/2018
    Homemaker
    Woodbury, NY
  • 04/2023 → Present
    Flushing, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-04-04
S63 Uniform Securities Agent State Law Examination 2021-09-07
  • S65 Uniform Investment Adviser Law Examination
    2023-04-04
  • S63 Uniform Securities Agent State Law Examination
    2021-09-07
Other Names
  • Jiaxuan Li

View on SEC IAPD

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