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Vanguard Advisers, Inc. CRD 106715
$345B regulatory AUM 89,430 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
100 Vanguard Blvd, Malvern, PA 19355 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2022-12-07 |
| TX | RA | APPROVED | 2022-06-27 |
| NC | RA | APPROVED | 2022-06-14 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Edward Jones | Asheboro | NC | 03/2020 | 04/2022 |
| Western Carolina University | Cullowhee | NC | 08/2015 | 05/2019 |
| Bardo Arts Center | Cullowhee | NC | 01/2016 | 05/2019 |
| Ramsey Activity Center | Cullowhee | NC | 08/2016 | 05/2019 |
| Self Employed | Bethlehem | PA | 05/2017 | 07/2017 |
| Edward Jones | Troy | NC | 06/2018 | 08/2018 |
| Mountain Credit Union | Sylva | NC | 08/2018 | 05/2019 |
| Iatse Labor Union | Asheville | NC | 01/2018 | 07/2018 |
| The Vanguard Group, Inc. | Charlotte | NC | 05/2022 | Present |
| Edward Jones | Pinehurst | NC | 07/2019 | 09/2019 |
| Edward Jones | St. Louis | MO | 09/2019 | 02/2020 |
| Vanguard Marketing Corporation | Charlotte | NC | 05/2022 | Present |
| Vanguard Advisers, Inc. | Charlotte | NC | 05/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-08-31 |
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