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William Dorrington Fisher

Vanguard Advisers, Inc.

Charlotte, NC

CRD 6943439

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Employer firm

Vanguard Advisers, Inc. CRD 106715

$345B regulatory AUM 89,430 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Vanguard Advisers, Inc.

100 Vanguard Blvd, Malvern, PA 19355 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2022-12-07
TX RA APPROVED 2022-06-27
NC RA APPROVED 2022-06-14
  • NY RA
    APPROVED
    Since 2022-12-07
  • TX RA
    APPROVED
    Since 2022-06-27
  • NC RA
    APPROVED
    Since 2022-06-14

Branch Locations

1030 Admiral Nelson Ct, Charlotte, NC 28262 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones Asheboro NC 03/2020 04/2022
Western Carolina University Cullowhee NC 08/2015 05/2019
Bardo Arts Center Cullowhee NC 01/2016 05/2019
Ramsey Activity Center Cullowhee NC 08/2016 05/2019
Self Employed Bethlehem PA 05/2017 07/2017
Edward Jones Troy NC 06/2018 08/2018
Mountain Credit Union Sylva NC 08/2018 05/2019
Iatse Labor Union Asheville NC 01/2018 07/2018
The Vanguard Group, Inc. Charlotte NC 05/2022 Present
Edward Jones Pinehurst NC 07/2019 09/2019
Edward Jones St. Louis MO 09/2019 02/2020
Vanguard Marketing Corporation Charlotte NC 05/2022 Present
Vanguard Advisers, Inc. Charlotte NC 05/2022 Present
  • 03/2020 → 04/2022
    Asheboro, NC
  • 08/2015 → 05/2019
    Western Carolina University
    Cullowhee, NC
  • 01/2016 → 05/2019
    Bardo Arts Center
    Cullowhee, NC
  • 08/2016 → 05/2019
    Ramsey Activity Center
    Cullowhee, NC
  • 05/2017 → 07/2017
    Self Employed
    Bethlehem, PA
  • 06/2018 → 08/2018
    Troy, NC
  • 08/2018 → 05/2019
    Mountain Credit Union
    Sylva, NC
  • 01/2018 → 07/2018
    Iatse Labor Union
    Asheville, NC
  • 05/2022 → Present
    The Vanguard Group, Inc.
    Charlotte, NC
  • 07/2019 → 09/2019
    Pinehurst, NC
  • 09/2019 → 02/2020
    St. Louis, MO
  • 05/2022 → Present
    Vanguard Marketing Corporation
    Charlotte, NC
  • 05/2022 → Present
    Charlotte, NC
Previous Registrations
  • 2019-09-03 → 2022-04-18
    St Louis, MO
    Pinehurst, NC
    Maryland Heights, MO
    Asheboro, NC
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-08-31
  • S66 Uniform Combined State Law Examination
    2019-08-31
Other Names
  • William Dorrington Fisher
  • William Fisher

View on SEC IAPD

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