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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-10-21
IL RA APPROVED 2018-07-13
  • TX RA
    APPROVED_RES
    Since 2020-10-21
  • IL RA
    APPROVED
    Since 2018-07-13

Branch Locations

3161 W White Oaks Dr, Springfield, IL 62704 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Springfield IL 04/2018 Present
United Community Bank Springfield IL 10/2013 04/2018
Bank Of America, N.A. Springfield IL 05/2018 Present
Other Businesses

I*125194For profit or not for profit: Non-Profit OrganizationName: The Heritage FoundationInvestment related: NoAddress: Springfield, Illinois 62704Position, title, association: Advisory Board MemberStart date: 8/30/2019Number of hours : 2 hrs MthlyNumber of hours during trading hours: 2 hrsDuties: Member at large for foundation, decision making for properties given to the foundation and ensuring business development in downtown springfield I*138018For profit or not for profit: Non-Profit OrganizationName of outside business organization: University of Illinois SpringfieldInvestment related: NoAddress: Springfield, Illinois 62703Position, title, association: Advisory Board MemberStart date: 8/2/2021Number of hours: 4 hrs QtrlyNumber of hours during trading hours: 0Duties: Community Advisory Board Member for The Sangamon Experience, a museum of local history located inside the University. I*114106For profit or not for profit: For-Profit OrganizationName of outside business organization: RYCO HOLDINGSInvestment related: NoAddress of business: DIVERNON, Illinois 62530Position, title, association: Limited PartnerStart date of relationship: 9/16/2014Number of hours devoted: 1 hour(s) QuarterlyNumber of hours devoted during trading hours: 0Duties: PART OWNER IN RENTAL GROUP WITH FAMLY MEMBERS I*3274264Entity Type: Entity CharitableName of OBA: Hoogland Center for the ArtsAddress: Springfield, Illinois, 62701Investment Related: NoPosition, Title, Association: Committee,Board MemberEmployee Start Date: 01/05/2026Number of Hours: 2, MonthlyNumber of Hours during trading: 0, MonthlyDuties: Support of the arts center and the arts in Springfield Board member at large I*448525, Entity Type: Entity Charitable, Name of OBA: Illinois Women in Leadership, Address: Springfield, Illinois, 62705, Investment Related: N, Position, Title, Association: ["Officer"], Employee Start Date: 08/03/2026, No Hours: 4 Monthly, No Hours during Trading: 0.5 Monthly, Duties: Co -president of organization - coordinating the board primarily for events and fundraisers for the scholarship and community health fund run by the organization. No responsibility for requesting funds or for handling any payments,Non-profit networking organizations

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-07-12
  • S66 Uniform Combined State Law Examination
    2018-07-12
Other Names
  • Sarah Bethen Latham
  • Sarah Bethen Vickers
  • Sarah Bethan Latham
  • Sarah Bethan Vickers
  • Sarah Bethan Goleman
  • Sarah Goleman

View on SEC IAPD

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