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Matthew Raymond Stephen

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Venice, FL

Orlando, FL

Sarasota, FL

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2018-10-22
FL RA APPROVED 2018-08-23
  • TX RA
    APPROVED
    Since 2018-10-22
  • FL RA
    APPROVED
    Since 2018-08-23

Branch Locations

871 Venetia Bay Blvd, Venice, FL 34285 • United States

300 S Orange Ave Division - Southeast, Orlando, FL 32801 • United States

1819 Main St, Sarasota, FL 34236 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Sarasota FL 08/2015 Present
Bank Of America, N.A. Sarasota FL 08/2015 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-08-04
  • S66 Uniform Combined State Law Examination
    2018-08-04
Other Names
  • Matthew Stephen

View on SEC IAPD

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DEAN P MCCONVILLE
CYNTHIA DANKER MERRITT
Bonnie Jean Harmsen Gaudreau
Robert K Domke
James Walker Crites
Timothy Francis Hixson
Dustin R Hays

Other Offices

LPL FINANCIAL LLC · VENICE, FL
STATE FARM INVESTMENT MANAGEMENT CORP. · Venice, FL
PNC WEALTH MANAGEMENT LLC · VENICE, FL
EDWARD JONES · Venice, FL
EDWARD JONES · VENICE, FL
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · VENICE, FL
EDWARD JONES · VENICE, FL
RAYMOND JAMES & ASSOCIATES, INC. · Venice, FL

More in Venice, FL

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