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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VA | RA | APPROVED | 2021-11-19 |
Branch Locations
32 Windward Dr Ste 120, Fishersville, VA 22939 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services, Llc. | Charlottesville | VA | 04/2018 | 11/2021 |
| Wells Fargo Bank Na | Charlottesville | VA | 02/2015 | 11/2021 |
| Old Navy | Charlottesville | VA | 09/2006 | 04/2017 |
| Dupont Community Credit Union | Waynesboro | VA | 11/2021 | Present |
| Lpl Financial Llc | Waynesboro | VA | 11/2021 | Present |
1. 11/19/2021 - Member Investment Services - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business).
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2018-09-04 |
| S63 | Uniform Securities Agent State Law Examination | 2018-08-13 |
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