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Spencer Duane Ferrin

Fisher Investments

Plano, TX

CRD 6943278

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Employer firm

Fisher Investments CRD 107342

$387B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • PORTFOLIO ASSESSMENT

From the firm’s Form ADV. Read the guides:

Current Employers
Fisher Investments

6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-11-13
  • TX RA
    APPROVED
    Since 2023-11-13

Branch Locations

6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fisher Investments Plano TX 04/2021 Present
Ullrich Insurance Rexburg ID 07/2019 04/2021
Brigham Young University Idaho Rexburg ID 09/2017 07/2019
Ferrin State Roofing Thatcher AZ 08/2016 09/2017
Northwestern Mutual Idaho Falls ID 06/2018 08/2019
  • 04/2021 → Present
    Fisher Investments
    Plano, TX
  • 07/2019 → 04/2021
    Ullrich Insurance
    Rexburg, ID
  • 09/2017 → 07/2019
    Brigham Young University Idaho
    Rexburg, ID
  • 08/2016 → 09/2017
    Ferrin State Roofing
    Thatcher, AZ
  • 06/2018 → 08/2019
    Northwestern Mutual
    Idaho Falls, ID
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-11-13
  • S65 Uniform Investment Adviser Law Examination
    2023-11-13

View on SEC IAPD

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