Scott A Walker

Employer firm

Truist Advisory Services, Inc. CRD 283390

$77.4B regulatory AUM 509 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Selection of other advisers
• Periodicals / newsletters
• WRAP FEE PRODUCT AND FINANCIAL PROFILING SERVICES USING DESKTOP SOFTWARE

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2011 → 07/2019
  City National Bank
  New York, NY
• 07/2019 → 06/2022
  Wells Fargo Clearing Services
  New York, NY
• 07/2019 → 06/2022
  Wells Fargo Bank
  New York, NY
• 06/2022 → 01/2024
  Jpmorgan Chase Bank Na
  New York, NY
• 06/2022 → 01/2024
  Jpmorgan Securities Llc
  New York, NY
• 01/2024 → Present
  Truist Investment Services, Inc
  New York, NY
• 01/2024 → Present
  Truist Advisory Services
  New York, NY

Previous Registrations

• 2022-06-16 → 2024-01-03
  J.P. Morgan Securities Llc
  New York, NY
• 2019-09-27 → 2022-06-09
  Wells Fargo Clearing Services, Llc
  Tarpon Springs, FL
  New York, NY
  New York, NY

Other Businesses

RENTAL PROPERTY, INV RELATED, EAST MARION, NY, 100% OWNERSHIP WITH SPOUSE, START 1/2/2017, 15 HOURS PER MONTH, ZERO DURING TRADING, WORKING WITH MANAGEMENT COMPANY.

Exams

• S66 Uniform Combined State Law Examination
  2019-09-27

Other Names

• Scott Arthur Walker