Srikanth Komarina

Employer firm

LPl Enterprise, LLC CRD 8733

$24.9B regulatory AUM 12,118 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2018 → 10/2025
  Transamerica Financial Advisors, Inc
  Stillwater, OK
• 01/2018 → 10/2025
  Wfgia
  Stillwater, OK
• 07/2017 → 01/2019
  Arundo Analytics
  Houston, TX
• 10/2015 → 07/2017
  Sungard Availability Services
  Houston, TX
• 04/2020 → Present
  New Era Life Insurance Company
  Houston, TX
• 01/2021 → Present
  Date Recognition Corporation
  Maple Grove, MN
• 11/2025 → Present
  Lpl Enterprise Llc
  Pleasanton, CA

Previous Registrations

• 2020-06-04 → 2025-11-05
  Transamerica Financial Advisors, Llc
  Houston, TX
  Stillwater, OK

Other Businesses

1) 10/29/2025 - Prudential Advisors - DBA for LPL Business (entity for LPL business) - Start Date 10/20/2025 - INV REL - Edmond, OK - 160 hrs/mth | 160 hrs during trading. 2) 10/29/2025 - Srikanth Komarina N/A Non-Variable Insurance - Non-Variable Insurance/Insurance Agency - Start Date 10/20/2025 - INV REL - Edmond, OK - 160 hrs/mth | 160 hrs during trading. 3) 10/29/2025 - New Era Life Insurance Company - Non-Variable Insurance - Start Date 06/14/2022 - INV REL - Houston, TX - 5 hrs/mth | 0 hrs during trading. 4) 10/29/2025 - Data Recognition Corporation - Outside/W-2 Employment - Start Date 01/18/2021 - NOT INV REL - Maple Grove, MN - 160 hrs/mth | 80 hrs during trading.

Exams

• S65 Uniform Investment Adviser Law Examination
  2020-05-27
• S63 Uniform Securities Agent State Law Examination
  2018-04-14