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Current Employers
Cornerstone Wealth Management, Llc

13358 Manchester Road Suite 200, Des Peres, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
OK RA APPROVED 2025-10-08
  • OK RA
    APPROVED
    Since 2025-10-08

Branch Locations

124 S. Scraper St., Vinita, OK 74301 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Oklahoma State Bank Vinita OK 03/2009 12/2018
Investment Centers Of America, Inc. Vinita OK 06/2011 11/2017
Lpl Financial Llc Vinita OK 11/2017 Present
Cornerstone Wealth Management, Llc St. Peters MO 08/2025 Present
  • 03/2009 → 12/2018
    Oklahoma State Bank
    Vinita, OK
  • 06/2011 → 11/2017
    Investment Centers Of America, Inc.
    Vinita, OK
  • 11/2017 → Present
    Lpl Financial Llc
    Vinita, OK
  • 08/2025 → Present
    St. Peters, MO
Previous Registrations
  • 2014-07-24 → 2017-11-29
    Investment Centers Of America, Inc.
    Bismarck, ND
    Monkey Island, OK
    Langley, OK
    Vinita, OK
    Appleton, WI
Other Businesses

1) 8/28/2018 - Monkey Island Fire Protection district - Investment Related - 56298 East 295 Road, Monkey Island OK 74331 - Outside/W-2 Employment - Captain - Start Date: 01/01/2001 - 10 Hours Per Month/10 Hours During Securities Trading - Volunteer firefighter. 2) 05/06/2019 - Benson Farms - Not investment related - 55251 E 260 Rd, Afton, OK 74331 - Business Owner - start date:06/01/2019 - 1 hr/mo - 0 hrs during trading - Farm owner & Hay seller. 3) 04/25/2024 - Thoroughbred Financial Solutions - Non-Variable Insurance - Insurance Agent - Investment Related - At Reported Business Location(s) - Start Date 03/27/2018 - 5 Hours Per Month/ During Trading 4) 07/22/2024 - Thoroughbred Financial Solutions - Non-Variable Insurance - Agent - Investment Related - At Reported Business Location(s) - Start Date 07/18/2024 - 2 Hours per Month/ 0 Hours During Trading 5) 09/19/2025- A&J INVESTMENT PROPERTIES LLC- Real Estate Rental- INV Related- At Afton, OK- Start date 05/29/2020- 7 Hours Per Month- 6) 10/08/2025- Thoroughbred Financial Solutions- DBA for LPL Business (entity for LPL business)- INV Related- At Reported Business Location(s)- Start date 09/30/2025- 30 Hours Per Month- 30 Hours During Trading. 7) 10/22/2025 - Cornerstone Wealth Management - Investment Related -Registered Investment Advisor Hybrid - At Reported Business Location(s)- Start date:08/01/2025 - 30 Hrs/Mth - 30 Hrs During Trading.I provide investment advisory services through Cornerstone Wealth Management, LLC, an independent investment advisor firm. I started this business activity in 8/2025. I expect to spend approximately 30 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 8) 10/24/2025 - Thoroughbred Financial Solutions - Investment Related - Registered Investment Advisor DBA - At Reported Business Location(s)- Start date:08/01/2025 - 30 Hrs/Mth - 30 Hrs During Trading.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2014-07-23
S63 Uniform Securities Agent State Law Examination 1999-06-08
  • S65 Uniform Investment Adviser Law Examination
    2014-07-23
  • S63 Uniform Securities Agent State Law Examination
    1999-06-08

View on SEC IAPD

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