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13358 Manchester Road Suite 200, Des Peres, MO 63131 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OK | RA | APPROVED | 2025-10-08 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Oklahoma State Bank | Vinita | OK | 03/2009 | 12/2018 |
| Investment Centers Of America, Inc. | Vinita | OK | 06/2011 | 11/2017 |
| Lpl Financial Llc | Vinita | OK | 11/2017 | Present |
| Cornerstone Wealth Management, Llc | St. Peters | MO | 08/2025 | Present |
1) 8/28/2018 - Monkey Island Fire Protection district - Investment Related - 56298 East 295 Road, Monkey Island OK 74331 - Outside/W-2 Employment - Captain - Start Date: 01/01/2001 - 10 Hours Per Month/10 Hours During Securities Trading - Volunteer firefighter. 2) 05/06/2019 - Benson Farms - Not investment related - 55251 E 260 Rd, Afton, OK 74331 - Business Owner - start date:06/01/2019 - 1 hr/mo - 0 hrs during trading - Farm owner & Hay seller. 3) 04/25/2024 - Thoroughbred Financial Solutions - Non-Variable Insurance - Insurance Agent - Investment Related - At Reported Business Location(s) - Start Date 03/27/2018 - 5 Hours Per Month/ During Trading 4) 07/22/2024 - Thoroughbred Financial Solutions - Non-Variable Insurance - Agent - Investment Related - At Reported Business Location(s) - Start Date 07/18/2024 - 2 Hours per Month/ 0 Hours During Trading 5) 09/19/2025- A&J INVESTMENT PROPERTIES LLC- Real Estate Rental- INV Related- At Afton, OK- Start date 05/29/2020- 7 Hours Per Month- 6) 10/08/2025- Thoroughbred Financial Solutions- DBA for LPL Business (entity for LPL business)- INV Related- At Reported Business Location(s)- Start date 09/30/2025- 30 Hours Per Month- 30 Hours During Trading. 7) 10/22/2025 - Cornerstone Wealth Management - Investment Related -Registered Investment Advisor Hybrid - At Reported Business Location(s)- Start date:08/01/2025 - 30 Hrs/Mth - 30 Hrs During Trading.I provide investment advisory services through Cornerstone Wealth Management, LLC, an independent investment advisor firm. I started this business activity in 8/2025. I expect to spend approximately 30 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 8) 10/24/2025 - Thoroughbred Financial Solutions - Investment Related - Registered Investment Advisor DBA - At Reported Business Location(s)- Start date:08/01/2025 - 30 Hrs/Mth - 30 Hrs During Trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2014-07-23 |
| S63 | Uniform Securities Agent State Law Examination | 1999-06-08 |
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