Matthew Charles Baum

Employer firm

Alpha Zero LLC CRD 319050

$270M regulatory AUM 92 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2019 → 10/2022
  Edward Jones
  St Louis, MO
• 10/2017 → 07/2019
  Sage Dining Services
  Wallingford, CT
• 12/2013 → 06/2017
  Masonicare
  Wallingford, CT
• 05/2016 → 05/2018
  Mutual Security Credit Union
  Shelton, CT
• 05/2017 → 08/2017
  Jroos Restaurant
  North Haven, CT
• 11/2018 → 06/2019
  Wallingford Public Schools
  Wallingford, CT
• 06/2018 → 08/2018
  Edward Jones
  Saint Louis, MO
• 10/2022 → 11/2024
  Ameriprise Financial Services, Llc.
  Cheshire, CT
• 11/2024 → Present
  Alpha Zero Llc
  Meriden, CT

Previous Registrations

• 2022-10-28 → 2024-11-08
  Ameriprise Financial Services, Llc
  Cheshire, CT
  North Haven, CT
  Meriden, CT
• 2019-10-01 → 2022-10-31
  Edward Jones
  Wallingford, CT
  St Louis, MO
  Tempe, AZ
  Woodbridge, CT
  North Haven, CT

Exams

• S66 Uniform Combined State Law Examination
  2019-09-28

Designations

• Certified Financial Planner