Alexander Hoffmann Davis

Employer firm

Rbc Capital Markets, LLC CRD 31194

$310B regulatory AUM 1,893 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2008 → 05/2017
  Morgan Stanley & Co., Incorporated
  Boston, MA
• 06/2009 → 05/2017
  Morgan Stanley Smith Barney
  Boston, MA
• 01/2015 → 05/2017
  Morgan Stanley Private Bank, National Association
  New York, NY
• 05/2017 → Present
  Rbc Capital Markets, Llc
  Boston, MA
• 08/2019 → Present
  City National Bank
  Boston, MA

Previous Registrations

• 2009-06-01 → 2017-05-16
  Morgan Stanley
  Boston, MA
• 2008-03-18 → 2009-06-01
  Morgan Stanley & Co. Llc
  Boston, MA
• 2002-06-11 → 2008-03-25
  J.P. Morgan Securities Llc
  Boston, MA
  Boston, MA

Other Businesses

NEWTON ATHLETIC ASSOCIATION; ADDRESS: 457 WALNUT STREET, NEWTON, MA 02460; NOT INVESTMENT RELATED; BUSINESS DESCRIPTION: TOWN YOUTH RECREATIONAL BASKETBALL 3RD-12TH GRADES; CAPACITY: BOARD OF DIRECTORS; START DATE: 9/10/2017; DUTIES: MAKING SURE THE LEAGUE SERVES THE COMMUNITY; HOURS DEVOTED PER MONTH: 1; HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0.

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-04-06
• S63 Uniform Securities Agent State Law Examination
  1999-03-26

Other Names

• Alex H Davis