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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2018-12-06
MD RA APPROVED 2018-09-04
  • TX RA
    APPROVED
    Since 2018-12-06
  • MD RA
    APPROVED
    Since 2018-09-04

Branch Locations

11810 Grand Park Ave, North Bethesda, MD 20852 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Columbia MD 05/2018 Present
Bank Of America, N.A. Columbia MD 05/2018 Present
Capital One Bank Hyattsville MD 05/2015 04/2018
Other Businesses

I*548287 For profit or not for profit: Entity For Profit Name of outside business organization: No name yet, requesting approval prior to engaging Investment related: Address of business: BELTSVILLE, Maryland, 20705 Nature of business: Limited Liability Company Position, title, association: Owner Start date of relationship: 10/22/2021 Number of hours devoted: 5 hour(s) Weekly Number of hours devoted during trading hours: 0 Duties: I am requesting approval t open an online store where I will be selling clothing I will create my own website but may also sell on amazon and ebay. Business is not yet registered.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-08-31
  • S66 Uniform Combined State Law Examination
    2018-08-31
Other Names
  • Miguel E Dominguez
  • Miguel Dominguez

View on SEC IAPD

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