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Kaitlyn J Kimzey

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Santa Fe, NM

Santa Fe, NM

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-04-25
NM RA APPROVED 2022-04-08
  • TX RA
    APPROVED_RES
    Since 2022-04-25
  • NM RA
    APPROVED
    Since 2022-04-08

Branch Locations

Santa Fe, NM • United States

123 E Marcy St, Santa Fe, NM 87501 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Thornburg Securities Corp Santa Fe NM 04/2018 01/2022
Arrowpoint Cattle Company Salida CO 05/2017 04/2018
The Great Escape Mustang Sanctuary Deer Trail CO 02/2017 04/2017
Medano-Zapata Ranch, Ranchlands Mosca CO 04/2016 11/2016
Merrill Lynch, Pierce, Fenner & Smith Incorporated Santa Fe NM 02/2022 Present
Bank Of America, N.A. Santa Fe NM 04/2022 Present
  • 04/2018 → 01/2022
    Thornburg Securities Corp
    Santa Fe, NM
  • 05/2017 → 04/2018
    Arrowpoint Cattle Company
    Salida, CO
  • 02/2017 → 04/2017
    The Great Escape Mustang Sanctuary
    Deer Trail, CO
  • 04/2016 → 11/2016
    Medano-Zapata Ranch, Ranchlands
    Mosca, CO
  • 02/2022 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Santa Fe, NM
  • 04/2022 → Present
    Bank Of America, N.A.
    Santa Fe, NM
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-09-14
  • S66 Uniform Combined State Law Examination
    2018-09-14
Other Names
  • Kaitlyn Jean Kimzey

View on SEC IAPD

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