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Xueping Crispo

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Parsippany, NJ

Denville, NJ

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2018-09-13
NJ RA APPROVED 2018-05-14
  • TX RA
    APPROVED
    Since 2018-09-13
  • NJ RA
    APPROVED
    Since 2018-05-14

Branch Locations

1072 Route 46, Parsippany, NJ 07054 • United States

125 E Main St, Denville, NJ 07834 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Madison NH 05/2009 Present
Bank Of America, N.A. Madison NH 05/2009 Present
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2017-04-08
S65 Uniform Investment Adviser Law Examination 2016-12-19
  • S63 Uniform Securities Agent State Law Examination
    2017-04-08
  • S65 Uniform Investment Adviser Law Examination
    2016-12-19
Other Names
  • Xueping Chai

View on SEC IAPD

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Other Offices

HENNION & WALSH ASSET MANAGEMENT, INC. · PARSIPPANY, NJ
M.K. BYRNE & CO. LLC · PARSIPPANY, NJ
CORE PLANNING · Parsippany, NJ
LPL FINANCIAL LLC · PARSIPPANY, NJ
FGH INVESTMENT ADVISORS, LLC · PARSIPPANY, NJ
CETERA INVESTMENT ADVISERS LLC · PARSIPPANY, NJ
PFS INVESTMENTS INC. · PARSIPPANY, NJ
RONALD GELOK & ASSOCIATES, LLC · Parsippany, NJ

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