Nicholas R Wallace

Employer firm

Charles Schwab & Co., Inc. CRD 5393

955,800 advisory clients

Reported services (Item 5G)

• Financial planning
• Selection of other advisers
• WRAP FEE PROGRAM SPONSOR AND FINANCIAL PLANNING ADVISOR REFERRAL PROGRAM

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2018 → Present
  Charles Schwab & Co., Inc.
  Phoenix, AZ
• 06/2017 → 03/2018
  Center At Arrowhead
  Glendale, AZ
• 08/2016 → 05/2017
  Az Dept Of Public Safety
  Phoenix, AZ
• 09/2015 → 12/2016
  Sante Of N. Scottsdale
  Scottsdale, AZ
• 01/2025 → Present
  Charles Schwab Bank, Ssb
  Phoenix, AZ

Other Businesses

(1) Start Date = 12-09-19| Nick's Custom Wood Funiture| Woodworker| Buckeye, AZ| Hours/Month = Less than 20| I want to try to make some side money by offering my woodworking skills to people. This will be by creating furniture and attempting to sell them. I plan to sell via standard public offering sites like OfferUp, Facebook, Craigslist, etc. (2) Nick's Custom Designs|Investment Related:No|Making custom clothing / decor|Worker|2023-12-08|Hours Per Month:Less than 20|Hours Spent during Security Trading:0|Printing images and sayings on different types of materials, vinyl, cotton, polyester, etc.

Exams

• S66 Uniform Combined State Law Examination
  2019-03-08

Other Names

• Nicholas Wallace