Liam J Williams

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
DC	RA	APPROVED	2022-09-06
TX	RA	APPROVED	2022-09-02

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Boca Raton	FL	04/2021	09/2022
Chute Consignment	State College	PA	10/2019	05/2020
Tommy Hilfiger	New York	NY	06/2019	08/2019
Ubs Financial Services	Rochester	NY	05/2018	07/2018
Sandstone Technologies Inc.	Greece	NY	05/2017	08/2017
Penn State University	University Park	NY	08/2016	05/2020
Unemployed	Rochester	NY	06/2020	04/2021
Dinosaur Restaurants Llc	Rochester	NY	06/2018	07/2018
Morgan Stanley Smith Barney Llc	Washington	DC	09/2022	Present
Morgan Stanley Private Bank, N.A	New York	NY	10/2025	Present

04/2021 → 09/2022

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Boca Raton, FL
10/2019 → 05/2020

Chute Consignment

State College, PA
06/2019 → 08/2019

Tommy Hilfiger

New York, NY
05/2018 → 07/2018

Ubs Financial Services

Rochester, NY
05/2017 → 08/2017

Sandstone Technologies Inc.

Greece, NY
08/2016 → 05/2020

Penn State University

University Park, NY
06/2020 → 04/2021

Unemployed

Rochester, NY
06/2018 → 07/2018

Dinosaur Restaurants Llc

Rochester, NY
09/2022 → Present

Morgan Stanley Smith Barney Llc

Washington, DC
10/2025 → Present

Morgan Stanley Private Bank, N.A

New York, NY

Code	Exam	Date
S66	Uniform Combined State Law Examination	2021-10-26