Archie Bragg

Employer firm

Voya Financial Advisors, Inc. CRD 2882

$3.87B regulatory AUM 120 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Voya Financial Advisors, Inc.

One Orange Way, Windsor, CT 06095 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2022-10-11
TX	RA	APPROVED_RES	2020-04-29
IL	RA	APPROVED	2017-08-15

NY RA
APPROVED

Since 2022-10-11
TX RA
APPROVED_RES

Since 2020-04-29
IL RA
APPROVED

Since 2017-08-15

Branch Locations

Bolingbrook, IL • United States

Holland, MI • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy Yes
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Voya Financial Advisors	Lisle	IL	09/2014	Present

09/2014 → Present

Voya Financial Advisors

Lisle, IL

Other Businesses

NAME OF ENTITY: INDEPENDENT INSURANCE AGENT; Yes; 424 N. PINECREST ROAD; BOLINGBROOK; IL; 60440; FIXED INSURANCE SALES; INDEPENDENT INSURANCE AGENT; 10/1/2002; 8; 1; SALES OF FIXED INSURANCE PRODUCTS|

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2017-06-29
S63	Uniform Securities Agent State Law Examination	1999-04-21

S66 Uniform Combined State Law Examination

2017-06-29
S63 Uniform Securities Agent State Law Examination

1999-04-21

Other Names

Archie Bragg

View on SEC IAPD