Susan Oman

Employer firm

Empower Advisory Group, LLC CRD 112058

$195B regulatory AUM 24 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2018 → 01/2021
  American Funds
  Carmel, IN
• 01/2005 → 04/2018
  Orchard Software
  Carmel, IN
• 01/2021 → 04/2023
  American Funds
  Carmel, IN
• 07/2023 → Present
  Empower Financial Services, Inc
  Greenwood Village, CO
• 07/2023 → Present
  Empower Advisory Group, Llc
  Greenwood Village, CO

Previous Registrations

• 2018-09-19 → 2023-05-02
  Capital Client Group, Inc.
  Carmel, IN
  San Antonio, TX

Exams

• S65 Uniform Investment Adviser Law Examination
  2018-09-19
• S63 Uniform Securities Agent State Law Examination
  2018-06-07

Other Names

• Susan Lynn Dockus
• Susan Lynn Oman