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1415 Vantage Park Drive 3Rd Floor, Charlotte, NC 28203 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2024-11-21 |
Branch Locations
101 Seaport Blvd 11Th Floor, Boston, MA 02210 • United States
Hartford, VT • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Boston | MA | 09/2010 | 04/2022 |
| Morgan Stanley Distribution, Inc. | Boston | MA | 05/2022 | 09/2022 |
| Eaton Vance Distributors, Inc | Boston | MA | 09/2022 | 10/2024 |
| Allspring Funds Distributor, Llc | Boston | MA | 10/2024 | Present |
| Allspring Funds Management, Llc | Boston | MA | 10/2024 | Present |
| Allspring Global Investments, Llc | Boston | MA | 10/2024 | Present |
*503016 : Brighter Boston, Inc. ; Investment related : No ; Chestnut Hill ; Massachusetts ; Children/Youth:Art/Culture ; Board Member(proprietor, partner, officer, director, employee, trustee, agent) ; 1/2020 ; During business hours : 0 ; After business hours : 4 ; Administrative:Fundraising
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-03-04 |
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