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117 W. Main St., Cary, IL 60013 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2019-02-07 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch | Deer Park | IL | 04/2018 | 02/2019 |
| Lake Zurich Animal Hospital | Lake Zurich | IL | 02/2003 | 04/2018 |
| Roosevelt University | Palatine/Schaumburg | IL | 08/2014 | 12/2017 |
| Bank Of America, N.A. | Deer Park | IL | 06/2018 | 02/2019 |
| Significant Wealth | Cary | IL | 02/2019 | Present |
| Significant Wealth Partners Llc | Cary | IL | 02/2019 | Present |
| Stephen Smith Financial, Inc. | Schaumburg | IL | 12/2025 | Present |
Insurance Sales; ADV Category: insurance company or agency; Is the advisory affiliate principal control person: No; Entail service on board of directors for a publicly traded company: No; Is the business investment related: Yes; Location of the business: 370 Oakmont Dr. Cary, IL 60013; Description of the business: Insurance Sales; Position Title: Agent; Responsibilities Duties: Insurance Sales; Start date with business: 2021-01-04; Hours devoted to business during trading hours: 15; Hours devoted to business outside trading hours: 0; Percentage of total yearly compensation expected to be derived from the business: 10.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-08-09 |
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