Clete August Wegner

Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Market timing

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2002 → Present
  Clete Wegner & Associates
  Austin, TX
• 05/2016 → Present
  Cambridge Investment Research, Inc.
  Fairfield, IA
• 05/2016 → Present
  Cambridge Investment Research Advisors, Inc.
  Fairfield, IA

Previous Registrations

• 2000-12-19 → 2016-05-10
  Transamerica Financial Advisors, Llc
  Buda, TX
  Austin, TX
  Austin, TX

Other Businesses

1.Independent insurance agent for various independent companies. 2.Rental Properties, PO Box 151809, Austin, TX 78715, owner since 4/11/01, non-investment related, 4 hours monthly, none during trading hours. 3.Wegner Ranch, PO Box 151809, Austin, TX 78715, owner since 3/3/10, non-investment related, 16 hours weekly, 1 hour during trading. 4.CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL - 20/WK - 20/TRADING. SEE EMPLOYMENT HISTORY FOR START DATE.

Exams

• S63 Uniform Securities Agent State Law Examination
  1999-02-18