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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2025-10-08
TX RA APPROVED_RES 2024-11-18
  • NY RA
    APPROVED
    Since 2025-10-08
  • TX RA
    APPROVED_RES
    Since 2024-11-18

Branch Locations

One Bryant Park Pbig - New York, New York, NY 10036 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Lincoln RI 03/2018 Present
Webster Bank Warwick RI 02/2018 04/2018
Santander Bank Pawtucket RI 10/2017 02/2018
Massage Envy Cranston RI 02/2017 09/2017
Kay Jewelers Providence RI 10/2016 02/2017
East Stroudsburg School District East Stroudsburg PA 09/2003 09/2016
Johnson & Wales University Providence RI 08/2016 05/2018
  • 03/2018 → Present
    Lincoln, RI
  • 02/2018 → 04/2018
    Webster Bank
    Warwick, RI
  • 10/2017 → 02/2018
    Santander Bank
    Pawtucket, RI
  • 02/2017 → 09/2017
    Massage Envy
    Cranston, RI
  • 10/2016 → 02/2017
    Kay Jewelers
    Providence, RI
  • 09/2003 → 09/2016
    East Stroudsburg School District
    East Stroudsburg, PA
  • 08/2016 → 05/2018
    Johnson & Wales University
    Providence, RI
Other Businesses

I*: 2976273 Entity Type: Governmental Name of OBA: Army National Guard Address: Hanscom AFB,MA 01731 Investment Related: No Position, Title, Association: Solider Employee Start Date: 01/22/2022 Number of Hours: 48 hrs mthly Number of Hours during trading: 48 hrs mthly Duties: Responsible for defending our country against any threat by land, as well as capturing, destroying and repelling enemy ground forces.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-08-17
  • S66 Uniform Combined State Law Examination
    2018-08-17
Other Names
  • Dylan Hunter Broady

View on SEC IAPD

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