Jordan Andrew Frye

Employer firm

Rbc Capital Markets, LLC CRD 31194

$310B regulatory AUM 1,893 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (pooled vehicles)
Portfolio management (institutions)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

Authority	Category	Status	Date
IN	RA	APPROVED	2022-10-27
OH	RA	APPROVED	2022-10-27
TX	RA	APPROVED	2022-10-27

IN RA
APPROVED

Since 2022-10-27
OH RA
APPROVED

Since 2022-10-27
TX RA
APPROVED

Since 2022-10-27

Branch Locations

8888 Keystone Crossing Suite 200, Indianapolis, IN 46240-4610 • United States

Noblesville, IN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Bravo Restaurant	Dayton	OH	06/2015	08/2017
Soche	Dayton	OH	08/2017	12/2017
Crown Equipment Corporation	New Bremen	OH	01/2018	04/2018
Ubs Financial Services, Inc.	Miamisburg	OH	05/2018	10/2022
Rbc Capital Markets, Llc	Indianapolis	IN	10/2022	Present
Reynolds & Reynolds	Dayton	OH	05/2016	08/2017
City National Bank	Indianapolis	IN	11/2022	Present

06/2015 → 08/2017

Bravo Restaurant

Dayton, OH
08/2017 → 12/2017

Soche

Dayton, OH
01/2018 → 04/2018

Crown Equipment Corporation

New Bremen, OH
05/2018 → 10/2022

Ubs Financial Services, Inc.

Miamisburg, OH
10/2022 → Present

Rbc Capital Markets, Llc

Indianapolis, IN
05/2016 → 08/2017

Reynolds & Reynolds

Dayton, OH
11/2022 → Present

City National Bank

Indianapolis, IN

Previous Registrations

2018-08-03 → 2022-11-04

Ubs Financial Services Inc.

Miamisburg, OH

Cincinnati, OH

Indianapolis, IN

Other Businesses

JoyRide Cars LLC - NOT Investment Related Business - 1934 Nutt Road Dayton, OH 45458 - Not for Profit - Board Member - Start Date: 11/01/2017 - Projected End Date: 11/01/27 - Number of devoted hours: 4 hours per week - Hours devoted during securities trading hours: 0 - Duties: Help with app development and event processes.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2018-08-03

S66 Uniform Combined State Law Examination

2018-08-03

Designations

Certified Financial Planner

View on SEC IAPD