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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-06-15
  • TX RA
    APPROVED
    Since 2026-06-15

Branch Locations

13750 San Pedro Ave Ste 350, San Antonio, TX 78232 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Victory Capital Services, Inc. San Antonio TX 01/2021 06/2026
Karl's Flower And Gift Shop Yoakum TX 05/2020 12/2020
University Of The Incarnate Word San Antonio TX 08/2015 05/2020
Victory Capital Management, Inc San Antonio TX 11/2022 06/2026
Lpl Financial Llc San Antonio TX 06/2026 Present
  • 01/2021 → 06/2026
    Victory Capital Services, Inc.
    San Antonio, TX
  • 05/2020 → 12/2020
    Karl's Flower And Gift Shop
    Yoakum, TX
  • 08/2015 → 05/2020
    University Of The Incarnate Word
    San Antonio, TX
  • 11/2022 → 06/2026
    San Antonio, TX
  • 06/2026 → Present
    San Antonio, TX
Previous Registrations
Other Businesses

1. 06/2026 – Pontem Financial – DBA for LPL Business (entity for LPL business) – Inv Related – 160 Hour(s)/Month – 130 Hour(s) During Trading – At Reported Business Location (s) – OBA Start Date: 6/15/2026

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-11-04
S63 Uniform Securities Agent State Law Examination 2022-03-30
  • S65 Uniform Investment Adviser Law Examination
    2022-11-04
  • S63 Uniform Securities Agent State Law Examination
    2022-03-30
Other Names
  • Adam Wesley Lewin

View on SEC IAPD

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