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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-06-15 |
Branch Locations
13750 San Pedro Ave Ste 350, San Antonio, TX 78232 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Victory Capital Services, Inc. | San Antonio | TX | 01/2021 | 06/2026 |
| Karl's Flower And Gift Shop | Yoakum | TX | 05/2020 | 12/2020 |
| University Of The Incarnate Word | San Antonio | TX | 08/2015 | 05/2020 |
| Victory Capital Management, Inc | San Antonio | TX | 11/2022 | 06/2026 |
| Lpl Financial Llc | San Antonio | TX | 06/2026 | Present |
1. 06/2026 – Pontem Financial – DBA for LPL Business (entity for LPL business) – Inv Related – 160 Hour(s)/Month – 130 Hour(s) During Trading – At Reported Business Location (s) – OBA Start Date: 6/15/2026
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-11-04 |
| S63 | Uniform Securities Agent State Law Examination | 2022-03-30 |
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