Mark Edward Burton

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2009 → 11/2016
  Wells Fargo Advisors Llc
  Dayton, OH
• 11/2016 → 08/2019
  Wells Fargo Clearing Services, Llc
  Dayton, OH
• 08/2019 → 03/2020
  Ameriprise Financial Services Inc
  Dayton, OH
• 03/2020 → Present
  Ameriprise Financial Services, Llc
  Miamisburg, OH

Previous Registrations

• 2003-07-01 → 2019-09-03
  Wells Fargo Clearing Services, Llc
  Lebanon, OH
  Dayton, OH
  Dayton, OH
  Miamisburg, OH
• 1999-09-12 → 2003-07-01
  Prudential Equity Group, Llc
  Dayton, OH

Other Businesses

Board of Directors; Kiwanis Club of Dayton; Board Memebr; 40 s Perry Street, , Dayton, OH, 45402; Investment-Related; 10/01/2019; 1 to 9 hours per month; 1 to 9 during trading hours. Other Business Activities; MEBR OF Finance committee at Be Hope C; review finances of the church with no authorization to make any decisions only recommendations to the board.; 1850 Fairfield Road, , Beavercreek, OH, 45305; Investment-Related; 01/01/2023; 1 to 9 hours per month; 0 during trading hours / United Theological Seminary; Become member of the investment subcommittee providing only education to the committee. I will have no voting authority or control over the investment portfolios.; 4501 Denlinger Road , , Trotwood, OH, 45426; Investment-Related; 01/02/2026; 1 to 9 hours per month; 1 to 9 during trading hours.

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-04-21
• S63 Uniform Securities Agent State Law Examination
  1999-04-12