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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2023-03-14
CT RA APPROVED 2022-08-24
  • MA RA
    APPROVED
    Since 2023-03-14
  • CT RA
    APPROVED
    Since 2022-08-24

Branch Locations

39 Morgan Rd, W Springfield, MA 01089 • United States

14 Russell Road., Huntington, MA 01050 • United States

1500 Main St (Tower Square), Springfield, MA 01115 • United States

599 Memorial Dr, Chicopee, MA 01020 • United States

237 South Westfield Street, Feeding Hills, MA 01030 • United States

477 Center St, Ludlow, MA 01056 • United States

382 N. Main St, East Longmeadow, MA 01028 • United States

350 Palmer Rd Suite 100, Ware, MA 01082 • United States

655 Main Street, Agawam, MA 01001 • United States

300 Southhampton Road, Westfield, MA 01085 • United States

977 Farmington Ave, West Hartford, CT 06107 • United States

70 Center St, Chicopee, MA 01013 • United States

462 College Highway, Southwick, MA 01077 • United States

32 Willimansett St, South Hadley, MA 01075 • United States

26 Arnold Street, Westfield, MA 01085 • United States

1342 Liberty Street, Springfield, MA 01104 • United States

435 Burnett Rd., Chicopee, MA 01020 • United States

1650 Northhampton Street, Holyoke, MA 01040 • United States

337 Cottage Grove Road, Bloomfield, CT 06002 • United States

569 East St, Chicopee, MA 01020 • United States

47 Palomba Drive, Enfield, CT 06082 • United States

560 East Main Street, Westfield, MA 01085 • United States

141 Elm St, Westfield, MA 01085 • United States

206 Park St, West Springfield, MA 01089 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Westfield Bank Chicopee MA 07/2017 10/2017
Westfield Bank Westfield MA 10/2017 03/2018
Westfield Bank Granby CT 03/2018 Present
Ars Restoration Specialists Springfield MA 06/2016 06/2017
Lpl Financial Llc Granby CT 04/2018 Present
  • 07/2017 → 10/2017
    Westfield Bank
    Chicopee, MA
  • 10/2017 → 03/2018
    Westfield Bank
    Westfield, MA
  • 03/2018 → Present
    Westfield Bank
    Granby, CT
  • 06/2016 → 06/2017
    Ars Restoration Specialists
    Springfield, MA
  • 04/2018 → Present
    Granby, CT
Other Businesses

1) 1/2022- Westfield Investment Services- DBA for LPL Business (entity for LPL business)- inv. related- at reported business location(s)

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-08-23
  • S66 Uniform Combined State Law Examination
    2022-08-23

View on SEC IAPD

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