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Lori-Ann Elizabeth Argent

Wells Fargo Clearing Services, LLC

Jasper, GA

Boca Raton, FL

Coral Springs, FL

CRD 3188349

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Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2026-03-10
FL RA APPROVED 2013-01-16
TX RA APPROVED 2010-12-01
ME RA APPROVED 2010-07-23
  • GA RA
    APPROVED
    Since 2026-03-10
  • FL RA
    APPROVED
    Since 2013-01-16
  • TX RA
    APPROVED
    Since 2010-12-01
  • ME RA
    APPROVED
    Since 2010-07-23

Branch Locations

Jasper, GA • United States

1675 N Military Trail Ste 500, Boca Raton, FL 33486 • United States

Coral Springs, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Bangor ME 07/2010 11/2016
Wells Fargo Clearing Services, Llc Bangor ME 11/2016 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-01-02
S63 Uniform Securities Agent State Law Examination 1999-03-19
  • S66 Uniform Combined State Law Examination
    2003-01-02
  • S63 Uniform Securities Agent State Law Examination
    1999-03-19
Other Names
  • Lori Ann Elizabeth Argent
  • Lori Elizabeth Argent-Post
  • Loriann Elizabeth Argent
  • Lori Argent

View on SEC IAPD

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