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Wells Fargo Clearing Services, LLC CRD 19616
$671B regulatory AUM 5,302 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2022-03-29 |
Branch Locations
333 Se 2Nd Ave, Miami, FL 33131 • United States
One North Jefferson Avenue Mail Code: H0004-05G, St. Louis, MO 63103 • UNITED STATES
396 Alhambra Cir 8Th Fl, Coral Gables, FL 33134 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services | Miami | FL | 06/2012 | 09/2020 |
| Wells Fargo Clearing Services | Miami | FL | 09/2020 | Present |
SANIITO US; NOT INV. RELATED; PALMETTO BAY,FL; 50% OWNERSHIP; START DATE 01/03/2022; NUMBER OF HOURS PER MONTH 4; NUMBER OF HOURS DURING TRADING 0; IMPORT AND DISTRIBUTE VEGAN SNACKS.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-06-30 |
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