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Holly Jean Christine Cisneros

Charles Schwab & Co., Inc.

Irvine, CA

Newport Beach, CA

CRD 6941039

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Employer firm

Charles Schwab & Co., Inc. CRD 5393

955,800 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Selection of other advisers
  • WRAP FEE PROGRAM SPONSOR AND FINANCIAL PLANNING ADVISOR REFERRAL PROGRAM

From the firm’s Form ADV. Read the guides:

Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2019-12-03
  • CA RA
    APPROVED
    Since 2019-12-03

Branch Locations

2825 Main Street, Irvine, CA 92614 • United States

16 Corporate Plaza Dr, Newport Beach, CA 92660 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Irvine CA 04/2018 Present
Charles Schwab Bank Ssb Irvine CA 04/2018 Present
Loyola Marymount University Los Angeles CA 08/2017 04/2018
Fresno State University Fresno CA 07/2015 06/2017
  • 04/2018 → Present
    Charles Schwab & Co., Inc.
    Irvine, CA
  • 04/2018 → Present
    Charles Schwab Bank Ssb
    Irvine, CA
  • 08/2017 → 04/2018
    Loyola Marymount University
    Los Angeles, CA
  • 07/2015 → 06/2017
    Fresno State University
    Fresno, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2019-12-03
S63 Uniform Securities Agent State Law Examination 2018-11-28
  • S65 Uniform Investment Adviser Law Examination
    2019-12-03
  • S63 Uniform Securities Agent State Law Examination
    2018-11-28

View on SEC IAPD

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