Nathaniel David Haberlein

Employer firm

Vanguard Advisers, Inc. CRD 106715

$345B regulatory AUM 89,430 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2018 → 08/2018
  Robert Half Staffing Agency
  Charlotte, NC
• 01/2015 → 04/2018
  Liberty University
  Lynchburg, VA
• 08/2018 → 01/2021
  Wells Fargo Clearing Services
  Charlotte, NC
• 01/2021 → Present
  The Vanguard Group, Inc.
  Charlotte, NC
• 08/2013 → 05/2018
  Liberty University
  Lynchburg, VA
• 01/2021 → Present
  Vanguard Marketing Corporation
  Charlotte, NC
• 02/2021 → Present
  Vanguard Advisers, Inc.
  Charlotte, NC

Previous Registrations

• 2019-09-03 → 2021-01-13
  Wells Fargo Clearing Services, Llc
  Charlotte, NC

Exams

• S66 Uniform Combined State Law Examination
  2021-02-05
• S63 Uniform Securities Agent State Law Examination
  2019-06-28

Other Names

• Nate Haberlein
• Nathan Haberlein
• Nathaniel Haberlein
• Nathaniel David Haberlein