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David Brennan Bach

River Street Advisors, LLC

Aurora, IL

CRD 6940879

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Employer firm

River Street Advisors, LLC CRD 153537

$539M regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)

From the firm’s Form ADV. Read the guides:

Current Employers
River Street Advisors, Llc

37 S. River Street, Aurora, IL 60506 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2018-06-25
  • IL RA
    APPROVED
    Since 2018-06-25

Branch Locations

37 S. River Street, Aurora, IL 60506 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Old Second National Bank Aurora IL 09/2016 Present
River Street Advisors, Llc Aurora IL 09/2016 Present
Other Businesses

Old Second National Bank (Banking or Thrift Institution) - Investment Related. 37 South River Street, Aurora, IL 60506. Wealth Compliance & Internal Control Officer for Wealth Management Department (80% of time). River Street Advisors is a subsidiary of Old Second National Bank.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-06-25
  • S65 Uniform Investment Adviser Law Examination
    2018-06-25
Other Names
  • David Bach

View on SEC IAPD

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