Lisa Marie Winters

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Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2022-02-16
TX	RA	APPROVED_RES	2020-08-28

NY RA
APPROVED

Since 2022-02-16
TX RA
APPROVED_RES

Since 2020-08-28

Branch Locations

750 Seventh Avenue, New York, NY 10019 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley & Co. Llc	New York	NY	07/2019	02/2022
Villanova University	Villanova	PA	08/2015	05/2019
Morgan Stanley	New York	NY	08/2020	Present

07/2019 → 02/2022

Morgan Stanley & Co. Llc

New York, NY
08/2015 → 05/2019

Villanova University

Villanova, PA
08/2020 → Present

Morgan Stanley

New York, NY

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2022-02-16
S63	Uniform Securities Agent State Law Examination	2019-08-20

S65 Uniform Investment Adviser Law Examination

2022-02-16
S63 Uniform Securities Agent State Law Examination

2019-08-20

View on SEC IAPD

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