Daniel Robert Moroney

Employer firm

Sound Income Strategies, LLC CRD 173272

$4.18B regulatory AUM 57 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2015 → 09/2025
  Gwfs Equities, Inc.
  Chicopee, MA
• 09/2025 → Present
  Retirement Income Source Sfg
  Longmeadow, MA
• 10/2025 → Present
  Sound Income Strategies, Llc
  Fort Lauderdale, FL

Previous Registrations

• 2016-02-19 → 2025-09-29
  Empower Advisory Group, Llc
  Greenwood Village, CO
  Waltham, MA
• 2013-04-16 → 2014-02-06
  Cambridge Investment Research Advisors, Inc.
  South Hadley, MA
• 2005-05-10 → 2011-09-09
  Signator Investors, Inc.
  Warwick, RI
  South Hadley, MA

Other Businesses

1. Retirement Income Source SFG - Client Service Advisor - 09/2025 - present - Investment Related - Servicing of clients for investment advisory services - 167 Dwight Road, Suite 302, Longmeadow, MA 01106. This will encompass approximately 80% of business hours. 2. Retirement Income Source, LLC DBA - 09/2025 - present - Investment Related - 167 Dwight Road, Suite 302, Longmeadow, MA 01106. The Retirement Income Source is used to market to prospective clients for Investment Advisory services and fixed insurance sales. This will not encompass any business hours. 3. The Conor McCormack Irrevocable Payback Trust - 02/2018 - present - Non-Investment Related - 32 East Street, Granby, MA 01033. To supplement income to handle expenses and facilitate independent living. This will not encompass any business hours. 4. The Deborah L. Magoon Irrevocable Trust - 06/2011 - present - Non-Investment Related - 32 East Street, Granby, MA 01033. To supplement income to handle expenses and facilitate independent living. This will not encompass any business hours. 5. Western Mass Transfer and Trade - 12/2022 - present - Non-Investment Related - 43 Sullivan Street, Springfield, MA 01104. Removal and transferring of bodies to funeral homes. This will not encompass any business hours. 6. Retirement Income Source SFG - Fixed Insurance Sales - 10/2025 - present - Investment related - Sales of fixed annuities, fixed insurance, and life insurance - 167 Dwight Road, Suite 302, Longmeadow, MA 01106. This will encompass approximately 20% of business hours.

Exams

• S65 Uniform Investment Adviser Law Examination
  2005-05-09
• S63 Uniform Securities Agent State Law Examination
  1999-04-01

Designations

• Certified Financial Planner

Other Names

• Daniel Robert Moroney
• Dan Moroney