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Rbc Capital Markets, LLC CRD 31194
$310B regulatory AUM 1,893 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-01-08 |
Branch Locations
750 Town And Country Blvd Suite 325 & 175, Houston, TX 77024-4576 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bmo Harris Bank | Milwaukee | WI | 07/2017 | 04/2018 |
| Baird | Milwaukee | WI | 04/2018 | 01/2026 |
| Hh Gregg | Milwaukee | WI | 04/2016 | 09/2016 |
| Cardinal Stritch University | Milwaukee | IL | 08/2013 | 05/2017 |
| Rbc Capital Markets, Llc | Houston | TX | 01/2026 | Present |
(1) NAME OF ENTITY: Solitary LLC ADDRESS: 5900 Balcones Drive, Suite 100 Austin TX 78731 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Private Company START DATE: Apr 01, 2026 CAPACITY: Other DUTIES: organize basketball events for in person and streaming consumer HOURS DEVOTED PER MONTH: 8 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-01-25 |
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