Best Investors Account Sign in
Claim This Profile
Employer firm

Rbc Capital Markets, LLC CRD 31194

$310B regulatory AUM 1,893 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-01-08
  • TX RA
    APPROVED
    Since 2026-01-08

Branch Locations

Houston, TX • United States

750 Town And Country Blvd Suite 325 & 175, Houston, TX 77024-4576 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bmo Harris Bank Milwaukee WI 07/2017 04/2018
Baird Milwaukee WI 04/2018 01/2026
Hh Gregg Milwaukee WI 04/2016 09/2016
Cardinal Stritch University Milwaukee IL 08/2013 05/2017
Rbc Capital Markets, Llc Houston TX 01/2026 Present
  • 07/2017 → 04/2018
    Bmo Harris Bank
    Milwaukee, WI
  • 04/2018 → 01/2026
    Baird
    Milwaukee, WI
  • 04/2016 → 09/2016
    Hh Gregg
    Milwaukee, WI
  • 08/2013 → 05/2017
    Cardinal Stritch University
    Milwaukee, IL
  • 01/2026 → Present
    Houston, TX
Previous Registrations
Other Businesses

(1) NAME OF ENTITY: Solitary LLC ADDRESS: 5900 Balcones Drive, Suite 100 Austin TX 78731 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Private Company START DATE: Apr 01, 2026 CAPACITY: Other DUTIES: organize basketball events for in person and streaming consumer HOURS DEVOTED PER MONTH: 8 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-01-25
  • S66 Uniform Combined State Law Examination
    2019-01-25
Other Names
  • Marcus A Fair

View on SEC IAPD

More in Houston, TX

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor